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6725 GI/202 3 (1) रजिस्ट्री सं. डी.एल.- 33004/99 REGD. No . D. L. -33004/99
EXTRAORDINARY
PART III—Section 4
PUBLISHED BY AUTHORITY
No. 724] NEW DELHI , FRIDAY , OCTOBER 20, 2023/ ASVINA 28, 1945
CG-MH-E-23102023-249655
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION
Mumbai, the 20 th October, 2023
SECURITIES AND EXCHANGE BOARD OF INDIA (INFRASTRUCTURE INVESTMENT TRUSTS)
(THIRD AMENDMENT) REGULATIONS, 2023
No. SEBI/LAD -NRO/GN/2023/159 .— In exercise of the powers conferred under section 30 read with
sections 11 and 12 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the
following regulations to further amend the Securities and Exchange Board of India (Infrastr ucture Investment Trusts)
Regulations, 2014, namely: –
1. These regulations may be called the Securities and Exchange Board of India (Infrastructure Investment
Trusts) (Third Amendment) Regulations, 2023.
2. They shall come into force on the date of their publication in the Official Gazette.
3. In the Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014, in
regulation 18, in sub -regulation (6), –
(1) in sub -clause (e), the symbol “.” after the words “specified by the Board” shall be substituted with the
symbol “:”;
(2) in sub -clause (e), the following proviso shall be inserted, namely, –
“Provided that the amount transferred to Investor Protection and Education fund shall not bear any
interest.”
(3) after sub -clause (e), the following sub -clause shall be inserted, namely, –
“(f) the unclaimed or unpaid amount of a person that has been transferred to the
Investor Protection and Education Fund in terms of sub -clause (e), may be claimed
in such manner as may be specifie d by the Board.”
BABITHA RAYUDU, Executive Director
[ADVT. -III/4/Exty./50 6/2023 -24]
Footnotes:
1. The Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 was
published in the Gazette of India on September 26, 2014 vide No. LAD -NRO/GN/2014 -15/10/1577.
2. The Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 was
subsequently amended by the –
a. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) Re gulations,
2016, vide No. SEBI/LAD/NRO/GN/2016 -17/021, with effect from November 30, 2016.
b. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) Regulations,
2017, vide No. SEBI/LAD -NRO/GN/2017 -18/024, with effect from Decem ber 15, 2017.
c. Securities and Exchange Board of India (Infrastructure Inv estment Trusts) (Amendment) Regulations,
2018, vide No. SEBI/LAD -NRO/GN/2018/07, with effect from April 10, 2018.
d. Securities and Exchange Board of India (Infrastructure Investment Trus ts) (Amendment) Regulations,
2019, vide No. SEBI/LAD -NRO/GN/2019/10, wit h effect from April 22, 2019.
e. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) Regulations,
2020, vide No. SEBI/LAD -NRO/GN/2020/05, with effect fro m March 02, 2020.
f. Securities and Exchange Board of India (Regulatory San dbox) (Amendment) Regulations, 2020, vide
No. SEBI/LAD -NRO/GN/2020/10, with effect from April 17, 2020.
g. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Secon d Amendment)
Regulations, 2020 vide No. SEBI/LAD -NRO/GN/2020/15, with ef fect from June 16, 2020.
h. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) Regulations,
2021 vide No. SEBI/LAD -NRO/GN/2021/27, with effect from July 30, 2021.
i. Securities and Exchange Board of India (Regulatory Sandbox) ( Amendment) Regulations, 2021 vide
No. SEBI/LAD -NRO/GN/2021/30, with effect from August 31, 2021.
j. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) R egulations,
2022 vide No. SEBI/LAD -NRO/GN/2022/83, with effect from May 4, 2022.
k. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Second Amendment)
Regulations, 2022 vide No. SEBI/LAD -NRO/GN/2022/101 with effect from January 1, 20 23.
l. Securities and Exchange Board of India (Infrastructure Investment T rusts) (Amendment) Regulations,
2023 vide No. SEBI/LAD -NRO/GN/2023/122 with effect from February 14, 2023.
m. Securities and Exchange Board of India (Alternative Dispute Resolution Mecha nism) (Amendment)
Regulations, 2023 vide No. SEBI/LAD –NRO/GN/2023/137 wi th effect from July 4, 2023.
n. Securities and Exchange Board of India (Infrastructure Investment Trusts) (Second Amendment)
Regulations, 2023 vide No. SEBI/LAD -NRO/GN/2023/145 with effec t from August 16, 2023
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