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6379 GI/202 3 (1) रजजस्ट्री सं. डी.एल.- 33004/99 REGD. No . D. L. -33004/99
EXTRAORDINARY
PART III—Section 4
PUBLISHED BY AUTHORITY
No. 689] NEW DELHI , MON DAY , OCTOBER 9, 2023/ ASVIN A 17, 1945
CG-MH-E-09102023-249282
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION
Mumbai , the 9 th October , 2023
(LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FIFTH AMENDMENT)
REGULATIONS, 2023
No. SEBI/LAD -NRO/GN/2023/ 155.—In exercise of the powers conferred by section 11, sub -section (2) of
section 11A and section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 31
of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), the Securities and Exchange Board of India
hereby makes the following reg ulations to further amend the Securities and Exchange Board of India (Listing
Obligations and Disclosure Requirements) Regulations, 2015, namely: -
1. These regulations may be called the Securities and Exchange Board of India (Listing Obligations and
Disclo sure Requirements) (Fifth Amendment) Regulations, 2023.
2. They shall come into force with effect from October 1, 2023 .
3. In the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) Regulations, 2015, in regulation 30, in sub -regulation (11), in the first proviso, -
(i) the symbols, words and numerals ―(with effect from October 1, 2023)‖ appearing after the words
and numerals ― the top 100 listed entities‖ shall be omitted;
(ii) the symbols, words and numerals ―(wi th effect from April 1, 2024)‖ appearing after the words and
numerals ―the top 250 listed entities‖, shall be substituted with the symbol and words ―, with effect
from the date as may be specified by the Board,‖ ;
BABITHA RAYUDU , Executive Director
[ADVT. -III/4/Exty./ 471/2023 -24]
Footnotes :
1. The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations,
2015 were published in the Gazette of India on 2nd September 2015 vide No. SEBI/LAD -NRO/GN/2015 -
16/013.
2. The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations,
2015, were subsequently amended on:
a) December 22, 2015 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2015 vide notification No.SEBI/LAD -NRO/GN/2015 -16/27.
b) May 25, 2016 by Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2016 vide notification No. SEBI/ LAD -NRO/GN/ 2016 -
17/001.
c) July 8, 2016 by Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Second Amendment) Regulations, 2016 vide notification No. SEBI/ LAD -NRO/GN/
2016 -17/008.
d) January 4, 2017 by Securities a nd Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Third Amendment) Regulations, 2016 vide notification No. SEBI/ LAD -NRO/GN/
2016 -17/025.
e) February 15, 2017 by Securities and Exchange Board of India (Listing Obligations an d Disclosure
Requirements) (Amendment) Regulations, 2017 vide notification No. SEBI/LAD/ NRO/GN/2016 -
17/029.
f) March 6, 2017 by the Securities and Exchange Board of India (Payment of Fees and Mode of Payment)
(Amendment) Regulations, 2017 vid e Notification No. LAD -NRO/GN/2016 - 17/037 read with March
29, 2017 by Securities and Exchange Board of India (Payment of Fees and Mode of Payment)
(Amendment) Regulations, 2017 vide notification No. SEBI/LAD/NRO/GN/2016 -17/38.
g) May 9, 2018 by the Securitie s and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2018 vide notification no. SEBI/LAD -NRO/GN/2018/10.
h) May 30, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Second Amendment) Regulations, 2018 vide notification No. SEBI/LAD -NRO/GN/
2018/13.
i) June 1, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Third Amendment) Regulations, 2018 v ide notification no. SEBI/LAD -NRO/GN/
2018/21.
j) June 8, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fourth Amendment) Regulations, 2018 vide notification No. SEBI/LAD -NRO/GN/
2018/24.
k) September 6, 2018 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fifth Amendment) Regulations, 2018 vide notification No. SEBI/LAD -NRO/GN/
2018/30.
l) November 16, 2018 by the Securities and Exchange Board of India (Listing Obl igations and Disclosure
Requirements) (Sixth Amendment) Regulations, 2018 vide notification No. SEBI/LAD -NRO/GN/
2018/47.
m) March 29, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2019 vide notification no. SEBI/LAD -NRO/GN/2019/07.
n) May 7, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Second Amendment) Regulations, 2019, vide notification No. SEBI/ LAD -NRO/GN/
2019/12.
o) June 27, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Third Amendment) Regulations, 2019, vide notification no. SEBI/ LAD -NRO/GN/
2019/22.
p) July 29, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fourth Amendment) Regulations, 2019, vide notification No. SEBI/ LAD -NRO/GN/
2019/28.
q) December 26, 2019 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fift h Amendment) Regulations, 2019, vide notification No. SEBI/ LAD -NRO/GN/
2019/45.
r) January 10, 2020 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2020, vide notification No. SEBI/ LAD -NRO/GN/2020/02.
s) April 17, 2020 by the Securities and Exchange Board of India (Regulatory Sandbox) (Amendment)
Regulations, 2020 vide no. SEBI/LAD -NRO/GN/2020/10.
t) August 5, 2020 by the Securities and Exchange Board of India (Listing Obligations and Dis closure
Requirements) (Second Amendment) Regulations, 2020, vide notification No. SEBI/ LAD -NRO/GN/
2020/25.
u) October 8, 2020 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Third Amendment) Regulations, 2020, vide notification No. SEBI/ LAD -NRO/GN/
2020/33.
v) January 8, 2021 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2021, vide notification no. SEBI/ LAD -NRO/GN/2021/02.
w) May 5, 2021 by t he Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Second Amendment) Regulations, 2021, vide notification No. SEBI/ LAD -
NRO/GN/2021/22.
x) August 3, 2021 by the Securities and Exchange Board of India (Regulatory Sandb ox) (Amendment)
Regulations, 2021 vide notification no. No. SEBI/LAD -NRO/GN/2021/30.
y) August 3, 2021 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Third Amendment) Regulations, 2021, vide notification No. SEBI/ LAD -NRO/GN/
2021/35.
z) August 13, 2021 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fourth Amendment) Regulations, 2021, vide notification No. SEBI/ LAD -
NRO/GN/2021/42.
aa) September 7, 2021 by the Securit ies and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fifth Amendment) Regulations, 2021, vide notification No. SEBI/ LAD -NRO/GN/
2021/47.
bb) November 9, 2021 by the Securities and Exchange Board of India (Listing Obligations and D isclosure
Requirements) (Sixth Amendment) Regulations, 2021, vide notification No. SEBI/ LAD -NRO/GN/
2021/55.
cc) January 24, 2022 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2022, vide notification No. SEBI/LAD -NRO/GN/2022/66.
dd) March 22, 2022 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Second Amendment) Regulations, 2022, vide notification No. SEBI/LAD -NRO/GN/
2022/76.
ee) April 11, 202 2 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Third Amendment) Regulations, 2022, vide notification No. SEBI/LAD -NRO/GN/
2022/79.
ff) April 25, 2022 by the Securities and Exchange Board of India (Listin g Obligations and Disclosure
Requirements) (Fourth Amendment) Regulations, 2022 vide notification No. SEBI/LAD -NRO/GN/
2022/80.
gg) July 25, 2022 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fifth Amendment) Regulations, 2022 vide notification No. SEBI/LAD -NRO/GN/
2022/88.
hh) November 14, 2022 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Sixth Amendment) Regulations, 2022 vide notification No. SEBI/LAD -NRO/GN/
2022/103.
ii) December 05, 2022 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Seventh Amendment) Regulations, 2022 vide notification No. SEBI/LAD -NRO/GN/
2022/109.
jj) Januar y 17, 2023 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Amendment) Regulations, 2023 vide notification No. SEBI/LAD -NRO/GN/ 2023/117.
kk) February 7, 2023 by the Securities and Exchange Board of India (Payment of Fees and Mode of
Payment) (Amendment) Regulations, 2023 vide notification No. SEBI/LAD -NRO/GN/2023/121.
ll) June 14, 2023 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Second Amendment) Regulations, 2023 vide notification No. SEBI/LAD -NRO/GN/
2023/131.
mm) July 4, 2023 by the Securities and Exchange Board of India (Alternative Dispute Resolution Mechanism)
(Amendment) Regulations, 2023 vide notification No. SEBI/LAD –NRO/GN/2023/137.
nn) August 23, 2023 by the Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Third Amendment) Regulations, 2023 vide notification No. SEBI/LAD -NRO/GN/
2023/149.
oo) September 19, 2023 by the Secur ities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) (Fourth Amendment) Regulations, 2023 vide notification No. SEBI/LAD -NRO/GN/
2023/151.
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