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Core Purpose

Notifies terms and conditions for sale and issuance of Government of India securities, including Treasury Bills and Cash Management Bills.

Detailed Summary

This notification outlines the general terms and conditions governing the sale and issuance of Government of India securities, which include Treasury Bills and Cash Management Bills. It specifies various types of securities such as fixed and floating coupon rate bonds, zero-coupon bonds, and securities with embedded options. The document details aspects like maturity, coupon payments, issuance methods (auction, on-tap sale), and redemption procedures. Key provisions cover investor eligibility (residents, certain non-residents), minimum subscription amounts, payment mechanisms via RBI accounts, and security issuance formats. It also addresses coupon payment modalities, repayment at Public Debt Offices of RBI, transferability as per Government Securities Act, and applicable legal frameworks. The notification elaborates on auction methods (yield/price basis, uniform/multiple price) and the role of RBI in security issuance and related processes.

Full Text

REGD. No. D. L.-33004/99 The Gazette of India CG-DL-E-26032025-261972 EXTRAORDINARY PART I-Section 1 PUBLISHED BY AUTHORITY No. 91] NEW DELHI, WEDNESDAY, MARCH 26, 2025/CHAITRA 5, 1947 MINISTRY OF FINANCE (Department of Economic Affairs) (BUDGET DIVISION) GENERAL NOTIFICATION New Delhi, the 26th March, 2025 Sale and Issue of Government of India Securities (including Treasury Bills and Cash Management Bills) F. No. 4(2)-B(W&M)/2018.—Government of India, in supersession of the two Notifications, both with F.No.4(2)-W&M/2018 dated 27th March, 2018 and published in the Gazette of India: Extraordinary [ Part I - SEC 1, page 4 to 6 and 8 to 13], hereby, notifies the terms and conditions for sale and issuance of Government of India Securities, including Government of India Treasury Bills and Cash Management Bills (hereinafter collectively referred to as "Securities"). 2. Name and Applicability (i) This Notification shall be called as the ‘General Notification for Sale and Issue of Government of India Securities'. (ii) Sale and issuance of Securities shall be subject to the terms and conditions contained in this Notification and any other notification that may be issued with respect to creation and issuance of any particular Security (hereinafter referred to as "Specific Notification"). 3. Types of Securities The Government of India may issue, from time to time, the following types of Securities: i Treasury Bills of varying maturities with a maximum tenor up to 364 days issued at a discounted price and redeemed at face value without any periodic coupon payment. ii Cash Management Bills of varying maturities not exceeding 90 days issued at a discounted price and redeemed at face value without any periodic coupon payment. iii Fixed coupon rate Securities a. Securities carry a specific coupon rate applied to the face value determined at auction or otherwise as specified in relevant Specific Notification and remaining fixed during the tenor of the Securities. b. Securities may be issued at a discount, at par or at a premium to the face value. c. Securities may be issued with original maturity of not less than one year. d. Securities may be redeemed at face value or as specified in the Specific Notification. iv Floating coupon rate Securities, e.g., Floating Rate Bonds (FRBs), Inflation Linked Bonds, etc. a. Securities carry a floating coupon rate which will be reset periodically according to the change in the reference rate to which it is linked and the periodicity at which coupon is reset will be as per the Specific Notification. b. Securities may be issued at a discount, at par or at a premium to the face value. c. Coupon rate may be subject to a floor or cap, if any, as prescribed in the Specific Notification. d. Securities may be issued with original maturity of not less than one year. e. Securities may be redeemed at face value or as specified in the Specific Notification. v Zero Coupon Bonds a. Securities issued with original maturity of not less than one year which are i. issued at a discounted price and redeemed at face value as per the Specific Notification. ii. issued at a face value and redeemed at a price as per the Specific Notification. b. No coupon is paid on such bonds. vi Securities where either the subscription and/or repayment is received/paid in instalments a. Securities may carry a fixed or floating coupon rate. b. Payment for the Securities is received in instalments or the repayment of the Securities is made in instalments, as per the Specific Notification. vii Securities with Embedded Options a. Securities may be issued with embedded options. b. Securities with 'Call Option' may be repaid at the option of Government of India, before the redemption date, as per the Specific Notification. c. Securities with 'Put Option' may be repaid, at the option of the holder of the Security, before the redemption date, as per the Specific Notification. d. Securities may be issued with original maturity of not less than one year. viii Securities with any other feature as per the Specific Notification. 4. General Terms and Conditions applicable to Securities The general terms and conditions applicable to sale and issuance of all Securities will be as under: i. Eligible Investors a. Any person resident in India, including but not limited to firms, companies, corporate bodies, institutions, State Governments, Union Territories with legislature, provident funds, pension funds, trusts, Hindu Undivided Family and individuals. b. Any person resident outside India permitted to invest in Securities in terms of the Foreign Exchange Management (Debt Instruments) Regulations, 2019 issued under Foreign Exchange Management Act, 1999. ii. Minimum Subscription Securities will be issued for a minimum amount of ₹ 10,000 (Face Value) and in multiples of ₹ 10,000 thereafter, or any other amount as specified by the Reserve Bank of India (RBI), in consultation with Government of India. iii. Payment Payment shall be made by the successful Subsidiary General Ledger¹ (SGL)/ Constituents' Subsidiary General Ledger² (CSGL) account holders on such dates as mentioned in the Specific Notification or as specified by RBI, by means of an authority to debit their current account with RBI or by Electronic Fund Transfer or any other means as stipulated by RBI. iv. Form Securities shall be issued to the investors by credit to their SGL account or to CSGL account, maintained with RBI or in such other form as may be permitted under the provisions of the Government Securities Act, 2006. v. Coupon a. Coupon on Securities will be paid by the Public Debt Offices (PDOs) of RBI. Coupon on Securities held in Bond Ledger Account with any of the offices of RBI/ Agency, as specified by RBI in this behalf, will be paid at such Office/Agency. b. Coupon will be paid after rounding off the amount to the nearest whole rupee. For this purpose, amount of coupon less than fifty paise will be ignored and fifty paise or more will be rounded off to the next rupee, unless specified otherwise. vi. Repayment a. Securities will be repaid at Public Debt Offices of RBI or any other institution at which they are registered at the time of repayment. b. Securities will be repaid on the date of redemption as specified in the Specific Notification or before their specified redemption dates in case of exercise of option by option holder in Securities with embedded options, as the case may be. c. Securities may be bought back before their specified redemption date, at a price determined through a buyback auction on any date determined by RBI in consultation with Government of India. vii. Transferability a. Securities can be renewed, sub-divided, consolidated, converted or transferred in accordance with the provisions of the Government Securities Act, 2006 and the Government Securities Regulations, 2007 framed thereunder, and the terms of this notification and any other notification which may be issued in this regard. b. The conversion of security from one form to another will be subject to the conditions as per the Specific Notification. c. The transfer of Securities by person resident outside India shall be subject to Regulations framed under FEMA, 1999 and the Directions issued thereunder, as amended from time to time. viii. Applicable Laws a. The rights of all persons subscribing to or holding the Securities shall be determined in accordance with the Government Securities Act, 2006 and the Government Securities Regulations, 2007, framed thereunder, read with the terms of this Notification and such other Notification as may be issued from time to time by RBI, in consultation with the Government of India. b. The provisions of the tax laws for the time being in force in India will be applicable for the purpose of assessing and determining the tax liability of the investor or holder of the Securities. c. Any dispute in relation to the Securities shall be subject to the jurisdiction of the Courts in India. ix. Procedure of Sale and Issue of Securities The operational procedure and other details such as date and place of auction, tenor, auction method, etc. for sale and issue of securities shall be announced by RBI by issue of a press release or through such other means as may be considered necessary. 5. Modes of issue of Securities Government of India may issue Securities through following modes: i. Issue of Securities through auction a. Securities will be issued through auction, either on yield basis or price basis. Where the issue of the Securities paying periodic coupon is on yield basis, the coupon is decided in an auction conducted by RBI in the manner as provided hereinafter or as stated in the specific Notification issued from time to time in this regard. The Securities carry the same coupon till maturity, except for Floating coupon rate Securities. Where the issue of the Securities paying periodic coupon is on price basis, the coupon will be pre- determined. b. Both competitive and non-competitive bids for the auction should be submitted in electronic format on RBI's Core Banking Solution or any other platform/ system as decided by RBI. RBI may permit submission of physical bids under exceptional circumstances. c. Competitive bidder may submit multiple bids at same/different rates of yield or prices, as the case may be. The aggregate amount of bids submitted by an applicant in an auction should not exceed the notified amount. d. On the basis of the bids received, RBI will determine the maximum rate of yield or the minimum price, as the case may be, at which bids for purchase of Securities will be accepted at the auction. Maximum rate of yield determined in a yield based auction for the Securities paying periodic coupon will be the per annum coupon rate for those Securities. e. Retail Investors, as specified by RBI, can participate in an auction on 'non-competitive' basis as per the Scheme of Non-competitive Bidding Facility announced by RBI, in consultation with the Government of India. f. RBI, in consultation with the Government of India, may retain additional subscription up to an amount as may be specified in the 'Specific Notification'. g. The auction for issue of Securities (yield basis or price basis) can be held as per 'Uniform price' method or 'Multiple price' method or any other method as decided by RBI, in consultation with Government of India from time to time. • Where an auction is held as per ‘Uniform price' method, competitive bids with rates up to and including the maximum rate of yield or the prices up to and including the minimum bid price, as determined by RBI, will be accepted at the maximum rate of yield or minimum bid price. Bids quoted higher than the maximum rate of yield or lower than the minimum price so determined will be rejected. • Where an auction is held on 'Multiple price' method, competitive bids up to the maximum rate of yield or the minimum bid price, as determined by the RBI will be accepted at the respective bid rate. In yield-based auction, successful bidders, whose quotes are lower than the maximum rate of yield accepted, are required to pay the price differential. Bids quoted higher than the maximum rate of yield or lower than the minimum price so determined will be rejected. h. RBI, in consultation with Government of India, may reject any or all bids either wholly or partially, without assigning any reason thereof. ii. Issue of Securities through on tap sale a. The amount of issuance may be/may not be indicated in the notification in respect of the Securities sold on tap. b. Applications duly filled in and complete in all respect should be submitted to the office of RBI or any other office notified for the purpose, before the close of specified time/banking hours notified by the RBI on the specified date(s). c. Sale of such Securities may be extended to whole, or part of the year and the sale may be closed at any time on any day or as specified by RBI, in consultation with the Government of India. d. RBI, in consultation with the Government of India, may reject any or all bids either wholly or partially, without assigning any reason thereof. iii. Switching/ Issue of new Securities in conversion of existing Securities a. RBI, in consultation with Government of India, may provide the holders of Securities an option to convert certain existing Securities into other Securities at specified price or at price as determined in auction. b. RBI may accept or reject any or all bids either wholly or partially, without assigning any reason thereof. iv. Any other mode, as may be notified by the Government of India, in consultation with RBI. 6. Participation by Reserve Bank of India RBI may under exceptional circumstances as mentioned in the Fiscal Responsibility and Budget Management (FRBM) Act, 2003, as amended from time to time, and the Rules framed thereunder, subscribe to Securities in primary issues or in other issues, as a non-competitor. Allotment of Securities to RBI will be at the cut off/ weighted average price/yield emerging in the auction or at a negotiated price/yield decided by the Government of India. By Order of the President of India, ASHISH VACHHANI, Addl. Secy. Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054. ¹ A Subsidiary General Ledger (SGL) Account shall mean an account opened and held with the RBI for holding or/and transacting in Government Securities ² CSGL is the SGL account opened and maintained with the RBI by an agent on behalf of the constituents of such agent

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