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Core Purpose

This notification publishes draft rules to further amend the Patents Rules, 2003, for public information and inviting objections or suggestions.

Detailed Summary

The Ministry of Commerce and Industry, Department for Promotion of Industry and Internal Trade, has published draft rules, G.S.R. 814 (E), on October 31, 2025, to amend the Patents Rules, 2003. These amendments, proposed by the Central Government under sub-section (3) of section 159 of the Patents Act, 1970, introduce new provisions concerning patent agent conduct and disciplinary procedures. Key changes include inserting definitions for 'Code of Conduct' (Rule 2(cb)), 'Disciplinary Committee' (Rule 2(cc)), and 'Officer' (Rule 2(da)), and establishing new Rules 119A to 119I. These new rules detail 'Misconduct by a Patent Agent' (119A), 'Complaint of Misconduct to Controller' (119B) via electronic Form-34 within six months of knowledge, and 'Procedure to deal with complaint' (119C) involving referral to a Disciplinary Committee, agent's reply within one month, and ex-parte adjudication if no reply. Rule 119D outlines the 'Constitution of Disciplinary Committee,' comprising a Presiding Officer (Joint Controller rank or above), two Senior officials (Deputy Controller rank or above), and two Practicing Agents with at least twenty years of experience. Rules 119F specifies 'Order and Penalties,' allowing the Controller to issue warnings, censure, or remove agents from the Register under Section 130(1)(ii) of the Act, with orders uploaded on the Intellectual Property India website. Proceedings are confidential (119G), and communications are electronic (119H). Rule 119I allows for extensions of up to one month under Rule 138. The notification also inserts a new Form 34 in the Second Schedule and a new Sixth Schedule, titled 'The Code of Conduct Patent Agents, 2025,' which stipulates detailed professional conduct standards, duties towards clients, the Patent Office, and fellow professionals, while prohibiting unethical practices, false claims, and corruption (referencing the Prevention of Corruption Act, 1988). Objections or suggestions are invited for a period of thirty days from the Gazette's publication date to the Secretary, Department for Promotion of Industry and Internal Trade, Ministry of Commerce and Industry, Government of India, Vanijya Bhawan, New Delhi-110011 or via email at ipr-patents@gov.in. The principal rules were published as S.O. 493 (E) dated May 2, 2003, and last amended by G.S.R. 646(E) dated September 21, 2021.

Full Text

REGD. No. D. L.-33004/99 The Gazette of India CG-DL-E-07112025-267434 EXTRAORDINARY PART II-Section 3-Sub-section (i) PUBLISHED BY AUTHORITY NEW DELHI, MONDAY, NOVEMBER 3, 2025 MINISTRY OF COMMERCE AND INDUSTRY (Department for Promotion of Industry and Internal Trade) NOTIFICATION New Delhi, the 31st October, 2025 G.S.R. 814 (E)— The following draft rules to further amend the Patents Rules, 2003 which the Central Government proposes to make in exercise of the powers conferred by sub-section (3) of section 159 of the Patents Act, 1970, are hereby published for the information of all persons likely to be affected thereby, and notice is hereby given that the said draft rules will be taken into consideration after the expiry of a period of thirty days from the date on which copies of the Gazette of India, in which this notification is published, are made available to the public; Objections or suggestions, if any, may be addressed to the Secretary, Department for Promotion of Industry and Internal Trade, Ministry of Commerce and Industry, Government of India, Vanijya Bhawan, New Delhi- 110011 or by e-mail at ipr-patents@gov.in The objections and suggestions, which may be received from any person with respect to the said draft rules before the expiry of the period so specified, will be considered by the Central Government. DRAFT RULES 1. In the Patent Rules 2003 (hereinafter referred to as the Principal Rule), after Rule 2(ca), following shall be inserted namely: - "- 2(cb). "Code of Conduct" means the Code of Conduct which may be published from time to time by the Controller in the Sixth Sechdule of Patent Rule 2003. -2(cc). "Disciplinary Committee” means a committee constituted as per Rule 119D." 2. In Principal Rule, after Rule 2(d), following shall be inserted namely: - ""2(da). "Officer" for the purposes of Rule 119C means an Officer who is authorized by the Controller under Section 73(3) of the Patents Act, 1970."" 3. In Principal Rule, after Rule 119, following shall be inserted namely: - ""119A.- Misconduct by a Patent Agent: (1) Every patent agent appearing and acting before the Controller and/or any other officer appointed as per the provision of Section 73 of the Patents Act 1970 (39 of 1970), shall abide by and follow the code of conduct. (2) The Controller may publish updates pertaining to Code of Conduct in the Official Journal. (3) The patent agent shall be liable to be guilty of misconduct, if he/she acts in contravention to the prescribed Code of Conduct as mentioned in the Sixth Schedule."" 4. In Principal Rule, after Rule 119B, following shall be inserted namely: - ""119B. Complaint of Misconduct to Controller: (1) Any aggrieved person may, file a complaint in Form-34 through electronic means to the Controller within six months from the date of knowledge of such misconduct mentioned under The Sixth Schedule of the said rule."" 5. In Principal Rule, after Rule 119B, following shall be inserted namely: - ""119C. Procedure to deal with complaint received under Rule 119B: (1) Upon receipt of complaint under rule 119B, Controller shall, refer the complaint to Disciplinary Committee to consider the matter. After considering the recommendation of the Disciplinary Committee, if the Controller is of the opinion that an inquiry should be held, he shall issue a notice accompanied by the complaint requiring such agent to file reply along with supporting evidence and documents within one month from receipt of the notice. Provided that, if Disciplinary Committee found no merit in the complaint, shall submit a report to that effect to the Controller and recommend the dismissal of the complaint. (2). Upon receipt of the reply from such agent, Controller shall, refer the reply to Disciplinary Committee for adjudication of the matter. If no reply is received as directed under 119C(1), Controller shall direct Disciplinary Committee to adjudicate the matter ex-parte, considering evidence on the record. After considering the recommendation of the Disciplinary Committee, Controller shall pass appropriate order in writing. (3). The Controller may, on his own motion, direct the Disciplinary Committee to initiate proceedings against any Patent agent, if, on the basis of sufficient evidence, he is of the opinion that an inquiry is warranted. (4). The Disciplinary Committee may conduct its proceedings, either physical, virtual or hybrid mode as the Presiding Officer may deem appropriate. (5). The Disciplinary Committee may allow further representation from the parties as the Presiding Officer may deem appropriate. (6). If such Patent Agent with reliable and verifiable evidence submits that he has acted in good faith, or has exercised reasonable due diligence in his actions, he may not be deemed to be guilty of professional misconduct. (7). In case where, the patent agent or the complainant fails, neglects or refuses to appear before the Disciplinary Committee on the date fixed for hearing, the Committee shall proceed with its inquiry in the absence of such person after recording the reasons for doing so. (8). The Disciplinary Committee may recommend, at any stage to terminate or drop disciplinary proceedings for just and sufficient cause recorded in writing to the Controller, to take appropriate decision. (9). The Disciplinary Committee shall complete the proceeding within three months from the date of commencement of inquiry by Disciplinary Committee for adjudication of matter." 6. In Principal Rule, after Rule 119C, following shall be inserted namely: - ""119D. Constitution of Disciplinary Committee: (1) The Controller shall constitute a Disciplinary Committee for the purpose of Rule 119C consisting of the following: a. Presiding officer, who is not below the rank of a Joint Controller. b. Two Senior officials, who are not below the rank of Deputy Controller. c. Two Practicing Agents before Patent Office, who at least have twenty years of active work experience before Patent Office. Provided that no members of disciplinary committee shall have any conflict of interest with subject matter and any party to the proceeding. Provided further that Controller may constitute one or more Disciplinary Committee deemed necessary."" 7. In Principal Rule, after Rule 119D, following shall be inserted namely: - ""119E. Officer and other staff of Disciplinary Committee constituted under 119D: (1) The Controller shall assign such officers and other staff members as may be necessary for assisting the Disciplinary Committee for the purpose of administration of the Code of Conduct."" 8. In Principal Rule, after Rule 119E, following shall be inserted namely: - ""119F. Order and Penalties. (1). The Controller, upon consideration of the recommendation from the Disciplinary Committee, may pass necessary orders or directions including warning/censure or removal of such patent agent from Register of Patent Agents under sub-clause (ii) of sub-section (1) of Section 130 of the Act. (2). Every order under these rules, shall be dated, digitally signed, communicated to all the parties, and also uploaded on the official website of Intellectual Property India."" 9. In Principal Rule, after Rule 119F, following shall be inserted namely: ""119G. Confidentiality of Proceedings. – The proceedings before the officer authorized by the Controller and the Disciplinary Committee shall be kept strictly confidential, and records shall not be open to public."" 10. In Principal Rule, after Rule 119G, following shall be inserted namely: - ""119H. Communication under Rule 119B, 119C, 119F, 119I.- All Communications under Rule 119B, 119C, 119F and 119I shall be transmitted through electronic means only. In proving such transmission, it shall be sufficient to show that the communication was properly addressed and transmitted through electronic means." 11. In Principal Rule, after Rule 119H, following shall be inserted namely: - "119I. Extension of Time in Disciplinary Proceeding: The Controller or the Disciplinary Committee may, for reasons to be recorded in writing, where there is a reasonable cause for the delay or failure to act, extend any period up to one month, upon petition made under Rule 138 and payment of prescribed fee." 12. In Principal Rule, in SECOND SCHEDULE, under heading FORMS after “Form No.33", and the entries related thereto, following shall be inserted namely: - | -34 | Section130(1) (ii), Rule 119B | COMPLAINT FOR MISCONDUCT BY PATENT AGENT UNDER RULE 119B | 13. In Principal Rule, in SECOND SCHEDULE, after Form 33, following forms shall be inserted, namely: "FORM 34 THE PATENTS ACT,1970 (39 OF 1970) and THE PATENTS RULES, 2003 COMPLAINT FOR MISCONDUCT BY PATENT AGENT UNDER RULE 119B [See Section 130(1)(ii); Rule 119B] 1. Particulars of Complainant (mandatory): - a. Name: b. Address for service: c. Contact No.: d. Email (for service): 2.Of Complaint: - a. Date, time, and instance of commission and knowledge of the alleged Misconduct by Patent Agent: b. Complaint of misconduct by Patent Agent setting out all relevant material particulars: c. Evidence in support of the Complaint: I/We ......................., the Complainant herein declare that the facts stated herein are correct to the best of my/our knowledge, information and belief. 3.Signature of the Complainant: Signature................... (...................) 4. Name of the natural person who has signed: To, The Controller, The Patent Office, at ....................... Note. -Strike out whichever is not applicable." 14. In the Patent Rules 2003 (hereinafter referred to as the Principal Rule), after The Fifth Schedule following The Sixth Schedule, shall be inserted: - "-THE SIXTH SCHEDULE [See Rules 119A(3)] The Code of Conduct Patent Agents, 2025 Patent Agents are directed to follow the said Code of Conduct stipulated as under: 1. Code of Conduct for Patent Agents: Every Patent agent shall follow recognized standards of professional conduct and discharge their duties in the interest of the Patent applicant. In the discharge of such duties: (a) issue a letter of engagement for each client, mentioning scope of service to ensure that the clients understand scope of work of Patent agent; (b) shall act with reasonable care and due diligence and conduct its dealing with clients with utmost good faith and integrity at all times; (c) must maintain knowledge and skills relevant to the provided Patent agent services. (d) shall at all times ensure compliance with all applicable laws, regulations, orders and any other legal requirements. (e) an agent shall not be engaged in any unethical practice, nor make, permit or cause to be made any misrepresentations or any false, misleading, ambiguous, inaccurate or fraudulent claim, warranty or statement. (h) should appear in proceedings at all times only in presentable manner. A. Patent agent shall: - a) be fully responsible for all services rendered and shall maintain direct supervision over staffs, legal assistants, including clerks and paralegals to whom he may delegate certain tasks. b) apply necessary expertise and discharge his duties with due diligence, skill and care and act as reliable advisor to his client. c) make reasonable efforts to record deadlines arising from client's matters, maintain written record of communications with client, track the progress of matters entrusted to him by his client and timely report progress of client's matters to him; d) provide copies of all reports/notices or letters/communications issued by the Patent office to his/her clients and assist the client in understanding and responding timely to the same; e) maintain client confidentiality, and shall not disclose any confidential information of a client to any third party without the client's written consent and take appropriate steps to maintain the security of confidential document, except where required by a court of law or after the information becomes available in public domain; f) act only on the instructions of his/her client and shall not act without such instructions or go beyond such instructions; actions taken in good faith and in the interests of a client for preservation of his intellectual property rights shall be exempted; g) disclose any conflicts of interest at or before the commencement of any professional service/activity or at the earliest possible opportunity and have adequate arrangements for the management of conflicts of interest that may arise in future. Any personal interest that may impact the client's case must be fully disclosed in detail to the client. h) use his best efforts to restrain and prevent his client from resorting to sharp or unfair practices or from doing anything which the Patent Agent himself ought not to do. B. No Agent shall: - a) behave in a discourteous manner with the proprietor and the Controller and other Patent officers. b) not engage in any conduct, whether by act or omission, that knowingly obstructs or prejudices the proper implementation of Patent laws or prevailing administrative orders. c) knowingly conceal facts before the Patent Office such as to derive undue advantage to himself or his client; d) misrepresent or manipulate the identity of applicants in any Patent application, nor falsely identify himself/herself as the applicant. e) falsely or in bad faith cause himself or member of his office, or his relatives or relatives of members of his office as applicant or inventor or opponent in any patent application or opposition for consideration or otherwise cause such acts; f) fail or neglect to adhere to statutory timelines despite holding clear instructions from client, g) provide forged or fabricated documents to a client or the Patent Office at any stage of prosecution of patent application; h) misappropriate or embezzle the sums received from a client in fiduciary capacity for performance of activities under the Patents Act 1970 (39 of 1970) or the Rules made thereunder; i) permit any non-Agent to appear or conduct any proceeding at a stage thereof before the Patent Office; j) directly or indirectly influence the decision or outcome of a pending proceeding or right filed/pending or granted by the Office either by colluding with any official of the Patent Office or through any other means. Private unofficial communications with any official of the Patent Office, concerning such matters are strictly prohibited. k) make false promises or assurances regarding the grant or refusal of Patent, nor claim, directly or indirectly, to possess undue influence over officials of the Patent Office; l) engage in issuing false, deceptive, or misleading advertisements, or improper solicitation of clients or make exaggerated or untruthful claims of the expertise they possess, including exaggerated claims about success rates or guarantees of patent grants. Their communications must be truthful, accurate, and in keeping with the dignity of the profession. The Rule framed by the Bar Council of India, including Rule 36 (as amended from time to time) thereof that applies to advertisements and solicitation shall also apply mutatis mutandis to an Agent. m) mislead clients about the patentability of their inventions, the procedural steps involved, or the potential outcomes to secure their engagement n) use any coercive method or in any manner trying to unduly influence applicants such as by exaggerating deadlines, misrepresenting legal requirements, or creating undue fear of adverse consequences to appoint them as their representative, including by exploiting an applicant's lack of knowledge about Patent procedures; o) mislead his clients or engage in improper, unethical, or illegal activities including providing assurance or guarantees of outcomes such as grant of a Patent; p) withhold files of a client unreasonably or fail to return the files within a reasonable period upon being directed to withdraw his representation; q) engage in misleading advertising or improper solicitation of clients or make exaggerated or untruthful claims of the expertise they possess. Their communications must be truthful, accurate, and in keeping with the dignity of the profession. The Rule framed by the Bar Council of India, including Rule 36 (as amended from time to time) thereof that applies to advertisements and solicitation shall also apply mutatis mutandis to an Agent. r) contravene or in any way act in contravention to any provision or expectation stated in the Patents Act 1970 and the Patents Rules 2019. C. No Agent shall withdraw from a patent application without just and reasonable cause, except:- a) for non-payment of professional charges within a stipulated period, or b) if he is unable to obtain instructions from his client or locate the client; provided the Agent is able to show exercise of reasonable due diligence on his part; or c) the Agent seeks to retire from practice; or d) the client's conduct is dishonorable or in bad faith. Provided that the withdrawal would be preceded by a notice in writing of not less than 30 days to the client; 2. Agent's duties towards the Patent Office. - (1) Every Agent must be fully updated with the latest amendments, rules and regulations concerning Patent laws. No Agent can plead ignorance of law or its interpretation. (2) An Agent must ensure that all filings, applications, and correspondences meet the required legal and procedural standards. Documents submitted to the Patent Office should be accurate, complete, and timely submitted. (3) A Patent Agent shall not submit any document, issue communication or statement in any form that contains a materially false or misleading statement; or contains statements or information furnished negligently; or omits or obscures any information required to be included where such omission or obscurity would be misleading; Provided that no action shall be taken against the Patent Agent if the communication, statement or document is duly rectified upon learning of the false/misleading statement. (4) An Agent shall not do or commit any act prohibited under the provisions of the Prevention of Corruption Act, 1988, including but not limited to bribery, cause misuse of office, or misappropriation of public resources; (5) Every Agent shall conduct himself in a professional manner before the Patent office in any proceeding. No Agent shall use objectionable, abusive, derogatory, indecent gesture or obscene language in any proceedings or otherwise while communicating with any official of the Patent Office; (6) No Agent shall attempt to influence the decision-making process of an official of the Patent Office so as to result in favorable outcome to the Agent or his client. (7) No agent shall attempt to influence or intimidate any official of the Patent Office by threatening to approach higher authorities or file an appeal in Court of Law, in response to an unfavorable decision, as such behavior may be deemed coercive, unprofessional, and against the principles of ethical conduct. 3. DUTIES TOWARDS FELLOW PROFESSIONALS: An Agent must: - a) treat their fellow professionals with courtesy and respect. b) not make disparaging references or unsubstantiated comparisons to the work of other agents. c) not engage in unfair competition or attempt to lure or entice clients away from other agents through unethical means or practices. d) not permit his professional services or his name to be used for promoting or starting any unauthorised practice of law." [F.No. P-24038/1/2025-IPR-III] HIMANI PANDE, Additional Secy. Note: The principal rules were published in the Gazette of India, Extraordinary, Part-II, Section 3, Sub- Section (ii) vide number S.O. 493 (E) dated the 2nd May, 2003 and last amended vide notification number G.S.R. 646(E) dated the 21st September, 2021. Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054. AMIT KUMAR JAISWAL

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